privacy policy
Our Commitment to Your Privacy
How ACI Acquires Information
Sharing Information with Nonaffiliated Third Parties
Opt Out Provision
Former Clients
To Whom This Policy Applies
Our Security Practices and Information Accuracy
Other Information
Our Commitment to Your Privacy
Protecting your privacy is very important to Algert Coldiron Investors, LLC (collectively, “ACI” or “We”). ACI will not share nonpublic personal information about you with nonaffiliated third parties without your consent, except for specific purposes described below. This notice explains our collection, use, retention and security of information about you.
How ACI Acquires Information
Sharing Information with Nonaffiliated Third Parties
Opt Out Provision
Former Clients
To Whom This Policy Applies
Our Security Practices and Information Accuracy
Other Information
Our Commitment to Your Privacy
How ACI Acquires Information
We may obtain information about you from the following sources:
- Your investment advisory agreement and other information that you provide at the time you become a client, whether in writing, in person, by telephone, electronically or by any other means. This information may include your name, address, phone number, e-mail address, social security number, employment information, income, investment experience, and credit references;
- Consumer reporting agencies. This information may include account information and credit history.
Sharing Information with Nonaffiliated Third Parties
Opt Out Provision
Former Clients
To Whom This Policy Applies
Our Security Practices and Information Accuracy
Other Information
Our Commitment to Your Privacy
How ACI Acquires Information
Sharing Information with Nonaffiliated Third Parties
We may disclose non-public personal information about you to nonaffiliated third parties without your consent when we believe it necessary for the conduct of our business or as required or permitted by law, such as:
- If you request or authorize the disclosure of the information;
- To respond to a subpoena or court order, judicial process, law enforcement or regulatory authorities;
- To consumer reporting agencies;
- To perform services for the Firm or on its behalf to develop or maintain proprietary trading or other software
- In connection with a proposed or actual sale, merger, or transfer of all or a portion of our business or an operating unit; and
- To help us prevent fraud.
In addition, we may disclose any nonpublic personal information about you to service providers who maintain or service investor accounts for us in order for us to be able to provide you with necessary services with respect to your investment, such as:
- To help service your account;
- To enable the provision of business services to us;
- To assist us in performing marketing services or offering services to you; and
- For client qualification and reporting purposes.
The information provided to these service providers may include the categories of information described above. These service providers are not allowed to use your personal information for their own purposes and are contractually obligated to maintain strict confidentiality. We also limit their use of your personal information to the performance of the specific service we have requested.
Except in those specific, limited situations, without your consent, we will not make any disclosure of your non-public personal information to other companies who may want to sell their products or services to you. For example, we do not sell investor lists and we will not sell your name to a catalogue company.